Jeffrey, Wren
LPL Financial Corporation
2759 W Riverwalk Cir Unit AUnit A
Littleton, CO 80123
3039097883
About LPL Financial Corporation
LPL Financial helps you define what success means to you. We provide you with the resources and expertise you need to support your vision.
See Disclosures
General Information
Firm Start Year
1924
CRD#
1556194
Firm CRD#
6413
Insurance License#
187348
States Licensed in
AZ,CA,CO,FL,GA,KS,MI,NC,OK,TX,WI,WY
Years of Experience in Financial Services
38
Number of Years with Current Firm
8
Work with the following types of clients
Individual Investors
Foreign Languages Serviced
English
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Risk Management
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CSA®
Securities Licenses
Series 55, Series 7, Series 63, Series 66
Insurance and Annuity Licenses
Variable Life, Long Term Care, Variable Annuity, Life, Annuity
Firm Information
Advisor's Number of Clients
125
Advisor's Number of Managed Clients
100
Advisor's Number of Planning Clients
100
Assets Managed by Advisor
$27,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
500,000
Compensation Methods
Based on Assets, Commissions
Fee % Based on Assets
1%
Disclosures
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures
Securities and Advisory services offered through LPL Financial. A registered investment advisor. Member FINRA & SIPC. (hyperlink FINRA & SIPC) The financial professionals associated with LPL Financial may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.