seller-profile

Clay Anderson

Ascendance Wealth

10335 County Lane 5

Olney Springs, CO 81062

303-264-4797

Connect with Clay

General Information

Firm Start Year

2007

No.of Employees

2-4

CRD#

5268282

Firm CRD#

142583

Name of Broker/Dealer

Shareholder Services Group

Name of Custodial Firm

Pershing

States Licensed in

CO, FL

Years of Experience in Financial Services

21

Number of Years with Current Firm

14

Work Experience

Professional investor with diverse international experiences in M&A and strategic finance that influences custom financial solutions for individuals, either planning for or already in retirement. - Director, Ascendance Wealth (FEB-2007 to current) - CFO, ACI Learning (APR-2021 to current) - CFO, Hoonuit (FEB-2017 to NOV-2020) - CFO, TeamQuest (SEP-2015 to DEC-2016)

Work with the following types of clients

Businesses, Individual Investors, Investment Clubs, Non-Profit Organizations

Advisory Services Provided

Wealth Management, Financial Advice & Consulting, Retirement Planning, Portfolio Management, Financial Planning, 401K Rollovers, Education Funding and Planning, Risk Management, Money Management, Investment Advice & Management, Financial Planning for Businesses, Financial Planning for Individuals

Compliance

Registered Investment Advisor

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFA®

Firm Information

Firm's Number of Clients

12

Firm's Number of Planning Clients

12

Firm's Number of Managed Clients

12

Assets Managed by Firm

50000000

Advisor's Number of Clients

12

Advisor's Number of Managed Clients

12

Advisor's Number of Planning Clients

12

Assets Managed by Advisor

$50000000

Compensation and Fees

Fee Structure

Fee Only

Minimum Portfolio Size for New Managed Accounts

$100,000

Compensation Methods

Based on Assets

Fee % Based on Assets

1.00%

Hourly Rate

$250

Minimum Fee Charged for Managed Accounts

$1,000

Minimum Fee Charged for Hourly Planning Accounts

$250

Education

MBA - Finance

University of Colorado
01/01/1999 - 05/31/2000

BSBA - Finance

University of Colorado
08/01/1997 - 05/31/1999