No.of Employees

10-19

Firm CRD#

6161

Insurance License#

6371173

Name of Broker/Dealer

Ameriprise

Name of Custodial Firm

Ameriprise

States Licensed in

All States

Years of Experience in Financial Services

22

Number of Years with Current Firm

2

Work with the following types of clients

Non-Profit Organizations, Businesses, Individual Investors

Foreign Languages Serviced

English

Advisory Services Provided

Legal Advice and Services, Tax Advice and Services, Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Risk Management

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Certifications, Accreditations & Designations

CFP^®, CFA^®, CPA, CMFC^®, CRPC^®, APMA^®

Securities Licenses

Series 66, Series 65, Series 63, Series 53, Series 24, Series 7, Series 6

Insurance and Annuity Licenses

Disability, Property, Casualty, Accident, Annuity, Variable Life, Life, HMO, Variable Annuity, Long Term Care, Health

Firm's Number of Clients

1500

Firm's Number of Planning Clients

280

Firm's Number of Managed Clients

1500

Assets Managed by Firm

815000000

Advisor's Number of Clients

1500

Advisor's Number of Managed Clients

1500

Advisor's Number of Planning Clients

280

Assets Managed by Advisor

815,000,000

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

500,000

Compensation Methods

Flat Fee

Fee % Based on Assets

1

Additional Details on Charges

The only fee charged is the management fee plus a comprehensive planning fee if you choose financial planning. We do not charge extra for ticket charges or administrative charges.

Minimum Fee Charged for Managed Accounts

0

Minimum Fee Charged for Hourly Planning Accounts

0

Bachelors - Economics

Yale University
09/01/1995 - 05/01/1999

Ameriprise financial advisors are individually registered to do business only in certain U.S. states. Please refer to an advisors personal website, for additional details. Investment advisory products and services are made available through Ameriprise Financial Services, LLC, a registered investment adviser. Ameriprise Financial Services, LLC. Member FINRA and SIPC. © 2005-2021 Ameriprise Financial, Inc. All rights reserved. Users of this site agree to be bound by the terms of the Ameriprise Financial Website Rules and Regulations.