56 Williams Avenue
Mystic, CT 06355
860-245-0251
Connect with RyanFirm Start Year
2007
No.of Employees
10-19
Firm CRD#
6161
Insurance License#
6371173
Name of Broker/Dealer
Ameriprise
Name of Custodial Firm
Ameriprise
States Licensed in
All States
Years of Experience in Financial Services
22
Number of Years with Current Firm
2
Work with the following types of clients
Non-Profit Organizations, Businesses, Individual Investors
Foreign Languages Serviced
English
Advisory Services Provided
Legal Advice and Services, Tax Advice and Services, Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Risk Management
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Certifications, Accreditations & Designations
CFP®, CFA®, CPA, CMFC®, CRPC®, APMA®
Securities Licenses
Series 66, Series 65, Series 63, Series 53, Series 24, Series 7, Series 6
Insurance and Annuity Licenses
Disability, Property, Casualty, Accident, Annuity, Variable Life, Life, HMO, Variable Annuity, Long Term Care, Health
Firm's Number of Clients
1500
Firm's Number of Planning Clients
280
Firm's Number of Managed Clients
1500
Assets Managed by Firm
815000000
Advisor's Number of Clients
1500
Advisor's Number of Managed Clients
1500
Advisor's Number of Planning Clients
280
Assets Managed by Advisor
815,000,000
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
500,000
Compensation Methods
Flat Fee
Fee % Based on Assets
1
Additional Details on Charges
The only fee charged is the management fee plus a comprehensive planning fee if you choose financial planning. We do not charge extra for ticket charges or administrative charges.
Minimum Fee Charged for Managed Accounts
0
Minimum Fee Charged for Hourly Planning Accounts
0
Bachelors - Economics
Yale University
09/01/1995 - 05/01/1999
Ameriprise financial advisors are individually registered to do business only in certain U.S. states. Please refer to an advisors personal website, for additional details. Investment advisory products and services are made available through Ameriprise Financial Services, LLC, a registered investment adviser. Ameriprise Financial Services, LLC. Member FINRA and SIPC. © 2005-2021 Ameriprise Financial, Inc. All rights reserved. Users of this site agree to be bound by the terms of the Ameriprise Financial Website Rules and Regulations.