seller-profile

Nicholas Vali

Diamond State Financial Group

121 Continental Drive, Suite 110
200 E. State Street, Suite 303, Media, PA 19063

Newark, DE 19713

302-366-0366

Connect with Nicholas

General Information

Firm Start Year

1989

No.of Employees

50-99

CRD#

6139848

Firm CRD#

15296

Name of Broker/Dealer

Securian Financial Services

States Licensed in

DE

Work with the following types of clients

Individual Investors, Businesses, Non-Profit Organizations

Advisory Services Provided

Education Funding and Planning, Financial Planning for Businesses, Risk Management, Wealth Management, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, 401K Rollovers

Compliance

Registered Representative

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

ChFC®

Securities Licenses

Series 66, Series 7

Insurance and Annuity Licenses

Disability, Annuity, Life, Variable Annuity, Long Term Care, Variable Life

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Commissions

Disclaimer

Diamond State Financial Group is independently owned and operated, and offers its own suite of products and services entirely independent of Securian.


Certain individuals associated with Diamond State Financial Group are registered with and offer securities and investment advisory services through Securian Financial Services, Inc. ("Securian"), a registered broker-dealer and investment adviser, member FINRA / SIPC. Individuals registered with Securian are authorized to offer only those securities and investment advisory services that have been specifically approved by Securian. FINRA's BrokerCheck contains additional information about registered individuals and also indicates whether they are registered representatives and/or investment advisor representatives. You may also refer to their individual bio pages on this website to find their registration status. Not all registered persons are registered as investment advisor representatives. Only registered persons who are registered as investment advisor representatives use titles "advisor" or "financial advisor" and provide advisory services. For further questions about which individuals associated with Diamond State Financial Group are registered with Securian, as well as information about which securities and investment advisory services such individuals are authorized to offer on Securian's behalf, please contact Securian at 1-800-820-4205.