About Prudential - DBA Evergreen Wealth Strategies
At Evergreen Wealth Strategies, we are committed to building lasting relationships with our clients based on transparency, integrity, and a deep understanding of their unique financial goals and aspirations. Our mission is to empower our clients to work towards achieving long-term financial success by providing specialized guidance and personalized investment strategies.
See Disclosures
General Information
Firm Start Year
2023
No. of Employees
5-9
CRD#
6884550
Firm CRD#
5685
Name of Broker/Dealer
LPL Financial
Years of Experience in Financial Services
13
Number of Years with Current Firm
13
Work with the following types of clients
Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
Investment Advice & Management, Financial Advice & Consulting, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Risk Management
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, CEPA®
Securities Licenses
Series 6, Series 7, Series 63, Series 65
Insurance and Annuity Licenses
Health, Life, Variable Annuity, Long Term Care, Variable Life, Annuity, Disability
Firm Information
Firm's Number of Clients
2,000+
Firm's Number of Planning Clients
100+
Assets Managed by Firm
$200,000,000+
Disclosures
Securities and investment advisory services offered through LPL Enterprise, a Registered Investment Advisor, Member FINRA/SIPC, and an affiliate of LPL Financial.
Prudential Advisors is a brand name for the proprietary retail sales channel of The Prudential Insurance Company of America (PICA) and its insurance company and other affiliates (collectively Prudential). Prudential Advisors financial professionals are licensed insurance agents of Prudential.
Pursuant to a strategic relationship among Prudential, LPL Enterprise, and LPL Financial, Prudential Advisors financial professionals provide securities brokerage services and/or investment advice on securities solely as registered persons of LPL Enterprise, an affiliate of LPL Financial. These financial professionals are permitted to brand under Prudential Advisors. LPL Enterprise and LPL Financial are not affiliated with Prudential.
The LPL Enterprise registered representative(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.
Additional Detailed Disclosures
https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-detailed-disclosures-lple.pdf