seller-profile

Craig Thompson

Assets Solutions

4400-A Ambassador Caffery Pkwy., #318

Lafayette, LA 70508

619-709-0066

Connect with Craig

General Information

Firm Start Year

2002

No.of Employees

1

CRD#

1667257

Firm CRD#

120017

Name of Broker/Dealer

None (RIA Firm)

Name of Custodial Firm

TD Ameritrade

States Licensed in

LA, CA and TX

Years of Experience in Financial Services

31

Number of Years with Current Firm

19

Work Experience

Craig Thompson began his career in 1987 working for a large mutual fund/brokerage firm. Five years later, he began working for an insurance company that provided financial planning, insurance and investment services. He became disenchanted by the failings of the buy-and-hold advice that his firm provided and so he began his own firm in 2002 which focused on technical analysis to help his clients achieve their investment goals without the large losses that are typical of a buy-and-hold strategy.

Craig graduated from the University of Louisiana at Lafayette with a degree in Business Administration. He is a member of the National Association of Active Investment Managers, and the Chartered Market Technicians Association, and has been a frequent guest speaker on The Financial Advisors Radio Program on News Radio 600 KOGO. Ready to share his expertise, he has provided educational workshops for many large firms, including Solar Turbines, Millipore, IMED, and The San Diego Career Center.

I work with the following types of clients

Investment Clubs, Businesses, Individual Investors, Non-Profit Organizations

Advisory Services Provided

401K Rollovers, Investment Advice & Management, Money Management, Risk Management, Financial Planning for Individuals, Wealth Management, Financial Planning, Portfolio Management, Retirement Planning, Financial Advice & Consulting

Compliance

Registered Investment Advisor

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

ChFC®

Firm Information

Firm's Number of Clients

39

Firm's Number of Managed Clients

39

Assets Managed by Firm

$20,824,000

Advisor's Number of Clients

39

Advisor's Number of Managed Clients

39

Advisor's Number of Planning Clients

39

Assets Managed by Advisor

20,824,000

Compensation and Fees

Fee Structure

Fee Only

Minimum Portfolio Size for New Managed Accounts

$100,000

Fee % Based on Assets

1/2% - 2%

Additional Details on Charges

Advisory fee is based on account size and charged quarterly directly from client accounts.

Minimum Fee Charged for Managed Accounts

$2,000

Education

Bachelor of Science - Business Management

University of Louisiana at Lafayette
08/01/1982 - 12/15/1986

Disclosures

https://assetsolutions.info/wp-content/uploads/2018/04/Web_Site_Full_Disclosure_version_1_002.pdf

Disclaimer

Asset Solutions is a registered investment adviser located in Youngsville, LA. Asset Solutions may only transact business in those states in which it is registered, which include CA, LA and TX, or qualifies for an exemption or exclusion from registration requirements.