Manuel, Gonzalez Teran
Prime Capital Financial
6550 Rock Spring Dr.Suite 200
Bethesda, MD 20817
2403773386
About Prime Capital Financial
Prime Capital Financial is a people-first organization. We thrive on collaboration, community and culture. Like any true team, we know that we achieve great things by working together. Prime Capital Financial was founded with a goal to provide the range of products and services to meet the expanding needs of individual clients. That goal is made a reality with the hiring of financial experts who are passionate about applying their knowledge and expertise to help clients reach for their financial goals. Watch this video to get a peek into the value of working with a Prime Capital Financial https://vimeo.com/689800831
See Disclosures
General Information
Firm Start Year
1985
No. of Employees
500-999
CRD#
6760459
Firm CRD#
288712
Insurance License#
1471316
Name of Broker/Dealer
Private Client Services
Name of Custodial Firm
Fidelity Invesments
States Licensed in
MD, IA, VA
Years of Experience in Financial Services
9
Number of Years with Current Firm
2
Work Experience
Manuel began his career in 2017 at TD Ameritrade, where he advanced from an entry-level role as a Check Deposit Associate to Senior Cash Management before becoming a Relationship Manager. In this role, he assisted high-net-worth advisory firms with account management, custodian services, and risk mitigation.
In 2021, he joined Goldman Sachs as part of the Asset & Wealth Management team, specializing in investment and retirement planning. In late 2023, Manuel left Goldman Sachs to pursue greater independence from large firms, allowing him to take a more personalized and client-focused approach to financial planning.
Work with the following types of clients
Individual Investors
Foreign Languages Serviced
Spanish
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Businesses, Financial Planning for Individuals
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Securities Licenses
Series 65, Series 7, Series 63
Insurance and Annuity Licenses
Annuity, Health, Life, Variable Annuity, Disability, Long Term Care
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Based on Assets
Fee % Based on Assets
.80-1.5%
Education
Business Management Economics -
UC Santa Cruz
09/2014 -05/2016
Disclosures
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1892979/financialplanners-Prime-Capital-Financial-detailed-disclosure.html
Disclaimer
Advisory products and services offered by Investment Adviser Representatives through Prime Capital Investment Advisors, LLC ( PCIA ), a federally registered investment adviser. PCIA: 6201 College Blvd., Suite#150, Overland Park, KS 66211. PCIA doing business as Prime Capital Financial | Wealth | Retirement | Wellness. Securities offered by Registered Representatives through Private Client Services, Member FINRA/SIPC. PCIA and Private Client Services are separate entities and are not affiliated.