About Prudential
Prudential/LPL Enterprise serves a diverse client base including individuals and businesses through advisory, brokerage and financial planning.
See Disclosures
General Information
Firm Start Year
CRD#
7624138
Firm CRD#
8733
Insurance License#
4231377
Name of Broker/Dealer
LPL ENTERPRISE, LLC
States Licensed in
NV, CA, OR, VT
Years of Experience in Financial Services
4
Number of Years with Current Firm
1
Work Experience
I began my career in financial services with Bank of America before transitioning to the investment side with Merrill, where I developed my expertise in wealth management and investment strategies. Today, I serve as an independent advisor with Prudential Advisors, focusing on personalized planning and high-quality client relationships. I plan to intentionally limit my practice to 100 clients so I can dedicate the time and attention needed to provide meaningful, ongoing guidance.
Work with the following types of clients
Individual Investors, Businesses
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®
Securities Licenses
Series 7, Series 66
Insurance and Annuity Licenses
Life, Variable Annuity, Long Term Care, Variable Life, Health, Disability, Annuity
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$100K+
Compensation Methods
Flat Fee, Commissions, Based on Assets
Education
Business Administration - Finance
University of Nevada Reno
08/2019 -05/2021
Disclosures
FinancialPlanners.net provides referrals to financial professionals of LPL Enterprise, LLC (LPLE). FinancialPlanners.net is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay FinancialPlanners.net cash compensation for these referrals, which creates the incentive for FinancialPlanners.net to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/edam/format/disclosure/a58-lple.pdf
Additional Detailed Disclosures
https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-detailed-disclosures-lple.pdf
Disclaimer
Securities and investment advisory services offered through LPL Enterprise (LPLE), a Registered Investment Advisor. Member FINRA & SIPC, and an affiliate of LPL Financial.
Prudential Advisors is a brand name for the proprietary retail sales channel of The Prudential Insurance Company of America (PICA) and its insurance company and other affiliates (collectively Prudential). Prudential Advisors financial professionals are licensed insurance agents of Prudential.
Pursuant to a strategic relationship among Prudential, LPLE, and LPL Financial, Prudential Advisors financial professionals provide securities brokerage services and/or investment advice on securities solely as registered persons of LPLE, an affiliate of LPL Financial. These financial professionals are permitted to brand under Prudential Advisors. LPLE and LPL Financial are not affiliated with Prudential or the Greater Florida Financial Group.
The LPL Enterprise registered representative(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.