Brown Financial Management Group LLC
Pioneer Wealth Management @ Pioneer Bank Headquarters
652 Albany Shaker Rd.
Albany, NY 12211
5184649974
About Brown Financial Management Group LLC
........
See Disclosures
General Information
Firm Start Year
1986
No. of Employees
1
CRD#
1614783
Firm CRD#
282501
Insurance License#
LA-673474 New York
Name of Broker/Dealer
Cambridge Investment Research, Inc.
Name of Custodial Firm
National Financial Services, LLC
States Licensed in
CT, FL, GA, IL, MA, MD, ME, MO, NC, NJ, NY, PA, SC, TX, VA, WI
Years of Experience in Financial Services
35
Work Experience
See above please. Comprehensive analysis, design, implentation of investments with ongoing monitoring and follow-up meetings with client's. Fee-based with third party ratings and reviews of all investments utilized. I do not like comission business but will review it for you if you already have it.
Work with the following types of clients
Businesses, Individual Investors, Trusts and Estates
Foreign Languages Serviced
None
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Education Funding and Planning
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®
Securities Licenses
Series 63, Series 6, Series 7
Insurance and Annuity Licenses
Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Disability
Financial Organization Memberships
Financial Planning Association (FPA), Financial Services Institute
Firm Information
Firm's Number of Clients
130
Firm's Number of Planning Clients
105
Firm's Number of Managed Clients
105
Assets Managed by Firm
40,831,751
Advisor's Number of Clients
115
Advisor's Number of Managed Clients
77
Advisor's Number of Planning Clients
81
Assets Managed by Advisor
$50,000,000+
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Hourly, Based on Assets
Fee % Based on Assets
Majority
Hourly Rate
$275
Flat Fee Rate
varies
Additional Details on Charges
Free initial consultation in person or by phone.
Minimum Fee Charged for Managed Accounts
N/A
Minimum Fee Charged for Hourly Planning Accounts
N/A
Minimum Fee Charged for Flat Fee Accounts
$0
Education
B.S. - Business Management & Finance
Cornell University
1977 -1981
B.S. - Business Management & Finance
Cornell University
1979 -1981
Disclosures
www.thomasjbrown.com
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1811961/financialplanners-Brown-Financial-Management-Group-LLC-detailed-disclosure.html
Disclaimer
*Registered Representative, Securities offered through Cambridge Investment Research, Inc., a Broker/Dealer; Member FINRA/SIPC. Investment Advisor Representative, Thomas J. Brown, Brown Financial Management Group, LLC a Registered Investment Advisor. Cambridge Investment Research, Inc. and Brown Financial Management Group, LLC are not affiliated.