About Echelon Wealth Advisors, LLC
At Echelon Wealth Advisor, clients interests are our priority. We know that clients entrust us
with more than money; you trust us with your family's financial future. With that comes the
responsibility to listen, always put your interests first, and provide you with the tools and
resources to acheive your objectives.
We help our clients answer life's most important questions:
Will you have enough money to live independently for the rest of your life?
Do you understand how much retirement will cost and are you on track to meet your goals?
How do you efficiently leave your money to your family and not to the government?
We recognize there are no shortcuts in acheiving our clients objectives. By implementing
consistent processes in everything we do, Echelon is committed to providing great value.
See Disclosures
General Information
Firm Start Year
2003
No. of Employees
5-9
CRD#
5271824
Firm CRD#
39543
Insurance License#
LA1144447
Name of Broker/Dealer
Cambridge Investment Research, Inc.
Name of Custodial Firm
Pershing, NFS, Charles Schwab, Fidelity
Years of Experience in Financial Services
15
Number of Years with Current Firm
11
Work with the following types of clients
Non-Profit Organizations, Individual Investors, Businesses, Investment Clubs
Advisory Services Provided
Annuities, Insurance Planning, Estate Planning & Trusts, Portfolio Management, Retirement Planning, 401K Rollovers, Financial Planning for Individuals, Tax Advice and Services, Education Funding and Planning
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, AIF®
Securities Licenses
Series 7, Series 66
Insurance and Annuity Licenses
Variable Life, Long Term Care, Variable Annuity, Life, Annuity, Accident, Disability
Non-Financial Organization Memberships
Estate Planning Council of Rochester, Small Business Council of Rochester, Rochester Rotary
Firm Information
Assets Managed by Advisor
240000000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Commissions, Hourly, Based on Assets
Education
Bachelor of Science - Business, Finance
St. John Fisher College
September 2003 -May 2007
Disclosures
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1877669/financialplanners-Echelon-Wealth-Advisors,-LLC-detailed-disclosure.html
Disclaimer
Registered Representative, Securities offered throught Cambridge Investment Research, Inc., a Broker/Dealer, Member FINRA/SIPC. Investment Advisor Representative, Cambridge Investment Research Advisors, Inc., A registered Investment Advisor. Cambridge and Westminster are not affiliated.