
Shallotte, NC 28470
9107215392

CRD#
6464355
States Licensed in
NC, SC, VA, MD, FL, GA, NY, WI, AZ, NJ
Years of Experience in Financial Services
11
Number of Years with Current Firm
1
Work with the following types of clients
Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, 401K Rollovers
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Certifications, Accreditations & Designations
AAMS®, CRPC®
Securities Licenses
Series 7, Series 66
Insurance and Annuity Licenses
Variable Life, Disability, Annuity, Life, Variable Annuity, Long Term Care
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$500,000
Compensation Methods
Based on Assets, Flat Fee, Commissions
Additional Details on Charges
Fee percentage is based on level of complexity and managment style. Flat fee is for planning only sevices when we do not manage underlying investments.
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1893958/financialplanners-Pine-&-Coast-Wealth-Advisors-LLC-detailed-disclosure.html