seller-profile

Rod Schauer

Complete Investment Advisory LLC

3211 Fiechtner Dr
Suite 6

Fargo, ND 58103

701-277-9392

Connect with Rod

General Information

Firm Start Year

1980

No.of Employees

2-4

CRD#

6023553

Firm CRD#

166876

Insurance License#

658863

Name of Broker/Dealer

NA

Name of Custodial Firm

TD Ameritrade

States Licensed in

na

Years of Experience in Financial Services

31

Number of Years with Current Firm

30

Work Experience

Chartered Financial Consultant and income tax preparer

Work with the following types of clients

Non-Profit Organizations, Businesses, Individual Investors

Foreign Languages Serviced

NA

Advisory Services Provided

Tax Advice and Services, Financial Planning for Individuals, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Advice & Consulting, Annuities, Insurance Planning, Estate Planning & Trusts

Compliance

Registered Investment Advisor

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

Chartered Financial Consultant, ChFC®

Securities Licenses

Series 65

Insurance and Annuity Licenses

Annuity, Health, Life, Long Term Care

Firm Information

Firm's Number of Clients

215

Firm's Number of Planning Clients

NA

Firm's Number of Managed Clients

NA

Assets Managed by Firm

NA

Advisor's Number of Clients

180

Advisor's Number of Managed Clients

NA

Advisor's Number of Planning Clients

NA

Assets Managed by Advisor

NA

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

50,000

Compensation Methods

Hourly

Fee % Based on Assets

1.5%-.05%

Hourly Rate

$250.00

Flat Fee Rate

na

Additional Details on Charges

We design you financial plan and investment strategy to help achieve your goals.

Minimum Fee Charged for Managed Accounts

na

Minimum Fee Charged for Hourly Planning Accounts

na

Minimum Fee Charged for Flat Fee Accounts

na