seller-profile

Johnathan W. Roberts

Auxin Group

2923 Smith Rd, Suite 202

Akron, OH 44333

330-237-4065

Connect with Johnathan

General Information

Firm Start Year

2015

No.of Employees

5-9

Firm CRD#

226599

Name of Broker/Dealer

Purshe Kaplan Sterling

Name of Custodial Firm

Charles Schwab

States Licensed in

AZ,CT,FL,KY,MI,NY,OH,PA,TN,TX

Years of Experience in Financial Services

9

Number of Years with Current Firm

1

Work with the following types of clients

Individual Investors

Advisory Services Provided

Wealth Management, Investment Advice & Management, Financial Planning

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CPA

Securities Licenses

Series 7, Series 66

Insurance and Annuity Licenses

Annuity, Life, Variable Life, Long Term Care, Variable Annuity

Firm Information

Firm's Number of Clients

300

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$100,000

Compensation Methods

Based on Assets

Fee % Based on Assets

1.1%

Education

History -

University of Mary Washington
08/01/2004 - 05/15/2006