About Total Wealth Planning
For over 35 years, our mission has been to place our clients' interests first, to provide comprehensive financial planning and
investment management, and to be a premier provider of innovative and timely strategies that ensure every client meets
their established lifetime objectives.
See Disclosures
General Information
Firm Start Year
1989
No. of Employees
10-19
CRD#
2063597
Firm CRD#
174434
States Licensed in
OH, KY, IL, IN, FL, TN, TX, CA, CO, AZ
Years of Experience in Financial Services
35
Number of Years with Current Firm
30
Work Experience
Dave is Chief Investment Officer, serves as Senior Advisor for many client relationships and is a member of the Investment Policy Committee. He is a CERTIFIED FINANCIALPLANNER" and Certified Trust and Financial Advisor with thirty years of professional investment management and financial planning experience. He graduated from Villanova University with a Bachelor of Science, Accounting and a Master of Science, Taxation. His educational background
also includes the College for Financial Planning and the Cannon Financial Institute.
He began his career with the Vanguard Group, a leading mutual fund company, where he was a Senior Investment Advisor along with facilitating the creation of a new managed account service. His professional memberships include the National Association of Personal Financial Advisors, the Financial Planning Association, the Cincinnati Estate Planning Council, the American Bankers Association, and the Paladin Registry. He retired his service on the Finance and Investment Committee for the Cincinnati Association for the Blind and Visually Impaired, a non-profit community service organization.
Work with the following types of clients
Non-Profit Organizations, Individual Investors
Advisory Services Provided
Financial Advice & Consulting
Compliance
Registered Investment Advisor
Yes
Acknowledged fiduciary
Yes
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, Accredited Investment Fiduciary® (AIF), Certified Trust and Financial Advisor (CTFA)
Securities Licenses
Series 65, (Not needed as an RIA)
Financial Organization Memberships
Financial Planning Association (FPA), National Association of Personal Financial Advisors (NAPFA)
Firm Information
Firm's Number of Clients
750
Firm's Number of Planning Clients
750
Firm's Number of Managed Clients
750
Assets Managed by Firm
$1,000,000,000
Assets Managed by Advisor
$1,000,000
Compensation and Fees
Fee Structure
Fee-Only
Minimum Portfolio Size for New Managed Accounts
$5,000
Compensation Methods
Based on Assets, Flat Fee
Additional Details on Charges
Fees vary depending on the service level provided, but typically average less than 1%.
Education
Bachelor's of Science - Accounting
Villanova University
September 1985 -May 1989
Master's - Taxation
Villanova University
September 1996 - April 2001
Disclosures
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1815835/financialplanners-Total-Wealth-Planning-detailed-disclosure.html