seller-profile

Karla Stanton

Engler, Garrow & Roth, Ltd

1645 Indian Wood Circle
Ste.102

Maumee, OH 43537

419-794-0550

Connect with Karla

General Information

Firm Start Year

2006

No.of Employees

5-9

CRD#

4885960

Firm CRD#

14303

Insurance License#

8387776

Name of Broker/Dealer

Sigma Financial Corporation

Name of Custodial Firm

National Financial Services

Years of Experience in Financial Services

33

Number of Years with Current Firm

15

I work with the following types of clients

Individual Investors, Businesses

Advisory Services Provided

Education Funding and Planning, Risk Management, Wealth Management, Retirement Planning, Financial Planning, Portfolio Management

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, ChFC®, AIF®

Securities Licenses

Series 7, Series 66

Insurance and Annuity Licenses

Variable Life, Disability, Health, Annuity, Long Term Care, Variable Annuity, Life

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$100,000

Compensation Methods

Based on Assets

Disclaimer

Securities offered through Sigma Financial Corporation, member FINRA / SIPC Fee-based investment advisory services offered through Sigma Planning Corporation, a registered investment advisor. Engler, Garrow & Roth, Ltd. is independent of Sigma Financial Corporation and Sigma Planning Corporation.