About Kiplinger Wealth Advisors
When you work with Kiplinger, you gain more than an advisor - you get an entire team of specialists dedicated to your success. From custom portfolio design to tax-efficient strategies, we bring together diverse experience to create comprehensive solutions tailored to your unique situation. This collaborative approach helps ensure you benefit from multiple perspectives and specialized knowledge at every step of your journey.
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General Information
Firm Start Year
1998
No. of Employees
5-9
CRD#
4128467
Firm CRD#
116726
Name of Broker/Dealer
Private Client Services
Name of Custodial Firm
Charles Schwab and Altruist
States Licensed in
OH
Years of Experience in Financial Services
26
Work with the following types of clients
Individual Investors, Businesses
Advisory Services Provided
Investment Advice & Management, Financial Advice & Consulting, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Risk Management
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Securities Licenses
Series 63, Series 7, Series 6
Insurance and Annuity Licenses
Variable Annuity, Life, Health, Annuity
Firm Information
Firm's Number of Clients
500-600
Firm's Number of Planning Clients
500-600
Firm's Number of Managed Clients
500-600
Assets Managed by Firm
$250M-$500M
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250K+
Compensation Methods
Based on Assets
Disclosures
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1893713/financialplanners-Kiplinger-Wealth-Advisors-detailed-disclosure.html