About Elios Financial Group, Inc.
Elios Financial Group, founded in 2002, is a financial planning and investment management firm
(wealth management) dedicated to serving the unique needs of pre-retirees and retirees in the
evaluation, analysis and implementation of a well-conceived financial, retirement and
investment plan. We use the latest of technology to create customized financial plans and
investment portfolios to help clients pursue their financial goals. We are unconstrained in
independence and flexibility in offering financial advice and investment management services.
WE ARE PASSIONATE ADVOCATES OF SMART MONEY MANAGEMENT.
MISSION:
ENVISION | ENLIGHTEN | ENRICH
We build long-term relationships by helping clients Envision their dreams, Enlighten them to
make informed financial decisions through education, and provide service which ultimately
Enriches their lives.
VALUE PROPOSITION
We provide highly personal and customized service with the ability to analyze complex
situations and offer sophisticated solutions and advice on an objective, mutual beneficial and
professional manner.
See Disclosures
General Information
Firm Start Year
1996
No. of Employees
5-9
CRD#
2681022
Firm CRD#
119873
Name of Broker/Dealer
Private Client Services, Inc.
Name of Custodial Firm
Charles Schwab, Fidelity
States Licensed in
OH, CA, FL, IL, IN, NC, NJ, NY, TX, WV
Years of Experience in Financial Services
30
Number of Years with Current Firm
25
Work Experience
Elios Financial Group, Inc. - Nov. 1998- Present LPL Financial 1998- Present Lincoln Financial Advisors - 1996-1998 Minnesota Mutual = 1991-1995 National City Bank 1988-1991
Work with the following types of clients
Individual Investors
Advisory Services Provided
Financial Planning for Businesses, Tax Advice and Services, Financial Planning for Individuals, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Education Funding and Planning, Risk Management, Money Management
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CLU®, ChFC®, AIF®
Securities Licenses
Series 7, Series 24, Series 63, Series 65
Insurance and Annuity Licenses
Annuity, Health, Life, Variable Life, Long Term Care, Variable Annuity
Financial Organization Memberships
Society of Financial Services Professionals
Firm Information
Firm's Number of Clients
250
Firm's Number of Planning Clients
200
Firm's Number of Managed Clients
200
Assets Managed by Firm
250,000,000
Advisor's Number of Clients
125
Advisor's Number of Managed Clients
125
Advisor's Number of Planning Clients
125
Assets Managed by Advisor
250,000,000
Compensation and Fees
Fee Structure
Fee-Only
Minimum Portfolio Size for New Managed Accounts
500,000
Compensation Methods
Based on Assets, Hourly, Flat Fee
Fee % Based on Assets
1%
Hourly Rate
250
Flat Fee Rate
$200
Additional Details on Charges
Complimentary Second Opinion on your Investments and Taxes.
Education
BSBA -
Bowling Green State University
August 1984 -May 1988
MBA -
Baldwin Wallace University
September 1989 -September 1991
MBA -
Baldwin Wallace University
-
BSBA Finance and Marketing -
Bowling Green State University
-
Advanced Personal Finance -
American College
-
Disclosures
http://www.eliosfinancial.com/
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1886553/financialplanners-Elios-Financial-Group,-Inc.-detailed-disclosure.html
Disclaimer
Advisory services offered through Elios Financial Group Inc. A Securities Exchange Commission Registered Investment Advisor (RIA). Securities offered through Private Client Services, member FINRA/SIPC. Elios Financial Group, Inc. and Private Client Services are unaffiliated entities.