seller-profile

James Graves

Joppa Mill Advisors Ltd.

2048 Remington Dr.

Chester Springs, PA 19425

302-367-6856

Connect with James

General Information

Firm Start Year

2016

CRD#

1497037

Firm CRD#

1497037

Name of Broker/Dealer

n/a

Name of Custodial Firm

Pershing LLC; Schwab

Years of Experience in Financial Services

40

Work with the following types of clients

Businesses, Individual Investors, Non-Profit Organizations

Advisory Services Provided

Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Investment Advice & Management, Financial Planning for Individuals, Financial Planning for Businesses, Financial Advice & Consulting, Financial Planning, Insurance Products & Annuities, Education Funding and Planning

Compliance

Registered Investment Advisor

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®

Securities Licenses

Series 24, Series 7

Firm Information

Firm's Number of Clients

34

Firm's Number of Planning Clients

34

Firm's Number of Managed Clients

34

Assets Managed by Firm

$15mm

Advisor's Number of Clients

34

Advisor's Number of Managed Clients

34

Advisor's Number of Planning Clients

34

Assets Managed by Advisor

$15,000,000

Compensation and Fees

Fee Structure

Fee-Only

Minimum Portfolio Size for New Managed Accounts

$250,000

Compensation Methods

Based on Assets

Additional Details on Charges

Fee Schedule 1st $250,000.00 1.50% Next $500,000.00 1.00% Next $1,000,000.00 0.75% Over $1,750,000.00 0.50%

Minimum Fee Charged for Managed Accounts

$3,750.00

Education

Bachelor of Arts - English & Political Science

Trinity College
1973 - 1977

MBA - Finance

Stern School of Business at NYU
1980 - 1984

Disclosures

https://storage.googleapis.com/production-domaincom-v1-0-3/813/261813/VtTiEBEA/99f28fd208ad44c79b4921bce72d97ef?fileName=FormCRS_WCAP_20200716.pdf https://storage.googleapis.com/production-domaincom-v1-0-3/813/261813/VtTiEBEA/6c26c9b3dc3d4e9a99a41a6527444759?fileName=FormADV2A_WCAP_20200716.pdf

Disclaimer

The views in this material were those of the Advisor at the time of writing this report and may not reflect the views Wealthcare Advisory Partners LLC. These views are intended to assist clients and do not constitute investment advice. Advisory services offered through Wealthcare Advisory Partners LLC dba Joppa Mill Advisors, Ltd. Wealthcare Advisory Partners LLC is a registered investment advisor with the U.S Securities and Exchange Commission.