140 Wildewood Park Drive
Suite 108
Columbia, SC 29223
803-708-0047
Connect with TaniaFirm Start Year
2021
CRD#
5509910
Firm CRD#
312393
States Licensed in
South Carolina and other jurisdiction were exempted
Years of Experience in Financial Services
6
Number of Years with Current Firm
1
Work Experience
Wells Fargo Bank/ Wells Fargo Advisors, 2020-2021 Edward Jones, 2018-2020 Empower Retirement, 2015-2018
Work with the following types of clients
Businesses, Non-Profit Organizations, Individual Investors
Registered Investment Advisor
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Certifications, Accreditations & Designations
AAMS®
Securities Licenses
Series 7, Series 63, Series 66, Series 6
Insurance and Annuity Licenses
Life, Long Term Care
Fee Structure
Fee-Based
Compensation Methods
Flat Fee
MBA - Finance
UofSC
08/14/2021 - 08/31/2022
https://adviserinfo.sec.gov/firm/summary/312393.