No.of Employees

2-4

CRD#

4836144

Firm CRD#

150742

Name of Custodial Firm

Interactive Brokers, LLC

States Licensed in

TX

Years of Experience in Financial Services

25

Number of Years with Current Firm

12

Work Experience

FRESHFIELD CAPITAL, LLC - Dallas, Texas (a Registered Investment Advisor), 2009 - present, Managing Principal. LAWSON AND ASSOCIATES - Dallas, Texas (an Economics Consultancy), 1992 - 2017, Proprietor. LAWMAC CAPITAL, LLC - Dallas, Texas (a Registered Investment Advisor), 2004 - 2008, Managing Principal. FAGAN CAPITAL, INC. - Dallas, Texas (a Hedge Fund), 1999 - 2003, Vice President of Quantitative Research. SOUTHERN METHODIST UNIVERSITY - Dallas, Texas, 1990 - 1992, Graduate Teaching Assistant. ROBERT HARRELL AND ASSOCIATES - Dallas, Texas (a Pension Fund Consultant), 1989 - 1990, Data Systems Coordinator. WILLIAM LOWRY AND ASSOCIATES - Dallas, Texas (a Pension Fund Consultant), 1985 - 1989, Programmer and Analyst.

PROFESSIONAL MEMBERSHIPS - American Finance Association and the American Statistical Association

Work with the following types of clients

Individual Investors

Advisory Services Provided

Financial Planning for Individuals, Money Management, Wealth Management, 401K Rollovers, Portfolio Management, Financial Planning, Financial Advice & Consulting, Retirement Planning

Registered Investment Advisor

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Certifications, Accreditations & Designations

RIA

Securities Licenses

Series 63, Series 7

Firm's Number of Clients

67

Firm's Number of Planning Clients

40

Firm's Number of Managed Clients

67

Assets Managed by Firm

$32,500,000

Advisor's Number of Clients

67

Advisor's Number of Managed Clients

67

Advisor's Number of Planning Clients

40

Assets Managed by Advisor

$32,500,000

Fee Structure

Fee-Only

Minimum Portfolio Size for New Managed Accounts

$250,000

Compensation Methods

Hourly

Fee % Based on Assets

0.5%-0.8%

Hourly Rate

$300

Minimum Fee Charged for Hourly Planning Accounts

$900

B.S. - Mathematics

Southern Methodist University
August 1986 - May 1990

Ph.D. - Financial Economics

The University of Texas at Austin
August 1993 - May 2003

M.S. - Statistics

Southern Methodist University
August 1990 - May 1992