1800 Preston Park Blvd
Suite 105
Plano, TX 75093
469-231-6040
Connect with AndyFirm Start Year
1992
No.of Employees
2-4
CRD#
4836144
Firm CRD#
150742
Name of Custodial Firm
Interactive Brokers, LLC
States Licensed in
TX
Years of Experience in Financial Services
25
Number of Years with Current Firm
12
Work Experience
FRESHFIELD CAPITAL, LLC - Dallas, Texas (a Registered Investment Advisor), 2009 - present, Managing Principal.
LAWSON AND ASSOCIATES - Dallas, Texas (an Economics Consultancy), 1992 - 2017, Proprietor.
LAWMAC CAPITAL, LLC - Dallas, Texas (a Registered Investment Advisor), 2004 - 2008, Managing Principal.
FAGAN CAPITAL, INC. - Dallas, Texas (a Hedge Fund), 1999 - 2003, Vice President of Quantitative Research.
SOUTHERN METHODIST UNIVERSITY - Dallas, Texas, 1990 - 1992, Graduate Teaching Assistant.
ROBERT HARRELL AND ASSOCIATES - Dallas, Texas (a Pension Fund Consultant), 1989 - 1990, Data Systems Coordinator.
WILLIAM LOWRY AND ASSOCIATES - Dallas, Texas (a Pension Fund Consultant), 1985 - 1989, Programmer and Analyst.
PROFESSIONAL MEMBERSHIPS - American Finance Association and the American Statistical Association
Work with the following types of clients
Individual Investors
Advisory Services Provided
Financial Planning for Individuals, Money Management, Wealth Management, 401K Rollovers, Portfolio Management, Financial Planning, Financial Advice & Consulting, Retirement Planning
Registered Investment Advisor
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Certifications, Accreditations & Designations
RIA
Securities Licenses
Series 63, Series 7
Firm's Number of Clients
67
Firm's Number of Planning Clients
40
Firm's Number of Managed Clients
67
Assets Managed by Firm
$32,500,000
Advisor's Number of Clients
67
Advisor's Number of Managed Clients
67
Advisor's Number of Planning Clients
40
Assets Managed by Advisor
$32,500,000
Fee Structure
Fee-Only
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Hourly
Fee % Based on Assets
0.5%-0.8%
Hourly Rate
$300
Minimum Fee Charged for Hourly Planning Accounts
$900
B.S. - Mathematics
Southern Methodist University
August 1986 - May 1990
Ph.D. - Financial Economics
The University of Texas at Austin
August 1993 - May 2003
M.S. - Statistics
Southern Methodist University
August 1990 - May 1992