seller-profile

Sterling C. Jack

Colwyn Investments

10923 South Redwood Road

South Jordan, UT 84095

801-254-0084

Connect with Sterling

General Information

Firm Start Year

2014

No.of Employees

2-4

CRD#

5435519

Firm CRD#

171858

Insurance License#

263967

Name of Custodial Firm

Charles Schwab, TD Ameritrade, Interactive Brokers

States Licensed in

UT

Years of Experience in Financial Services

21

Number of Years with Current Firm

11

I work with the following types of clients

Non-Profit Organizations, Individual Investors, Businesses

Advisory Services Provided

Tax Advice and Services, Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Risk Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Estate Planning & Trusts, Financial Advice & Consulting, Annuities, Insurance Planning, Money Management

Compliance

Registered Investment Advisor

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

MBA, Ph. D.

Securities Licenses

Series 66, Series 65, Series 7, Series 6

Insurance and Annuity Licenses

Disability, Property, Casualty, Accident, Annuity, Health, Life, HMO, Variable Annuity, Long Term Care, Variable Life

Firm Information

Firm's Number of Clients

305

Firm's Number of Managed Clients

305

Assets Managed by Firm

35,000,000

Advisor's Number of Clients

150

Advisor's Number of Managed Clients

150

Advisor's Number of Planning Clients

150

Assets Managed by Advisor

$30,000,000.00

Compensation and Fees

Fee Structure

Fee Only

Compensation Methods

Flat Fee

Fee % Based on Assets

1.5%

Hourly Rate

$150

Additional Details on Charges

Management Fee is based on Assets under Management. Planning fee is based on Scope of the Plan Insurance service costs vary per product.

Minimum Fee Charged for Managed Accounts

0

Minimum Fee Charged for Hourly Planning Accounts

0

Education

Doctor of Philisophy - Finance, Business Administration, Leadership

Capella University
01/01/2007 - 01/01/2009

Master of Business Administration - Finances and Economics

University of Phoenix
01/01/2006 - 01/01/2007

Bachelors of Science - Business and Finance

Brigham Young University
01/01/1999 - 12/31/1999

Associates Degree - Business Administration

Ricks College
09/01/1995 - 05/01/1996

Disclosures

https://colwyninvestments.com/financial-services/wealth-management/

Disclaimer

The information found on this website is not intended to be used as the sole basis of any investment, tax, or retirement decisions. Our information provided is prepared for general circulation and has been prepared without regard to any one individuals financial circumstances and objectives of persons who receive or obtain access to it. No one receiving or accessing our materials should make any investment decision without first consulting a competent financial advisor and conducting his or her own research and due diligence, including carefully reviewing any applicable prospectuses, press releases, reports and other public filings of any investment being considered. None of the information presented should be construed as an offer to sell or buy any particular investment or product. As always, use your best judgment when investing. This information should not be construed as investment advice. This material was prepared by Colwyn Investments. Colwyn offers investment advisory services and is an independent, fee-based, Registered Investment Advisor firm providing wealth management services for individuals and small businesses, financial planning services, retirement plan consulting for small businesses as well as financial Advisor services for individuals and businesses. Colwyn Investments is located at 10923 South Redwood Road, South Jordan Utah 84095 and they can be reached at 801-254-0084.