113 W Chestnut Street
Bellingham, WA 98225
360-392-2882
Connect with CraigFirm Start Year
2011
No.of Employees
2-4
CRD#
4157722
Firm CRD#
6413
Insurance License#
267792
Name of Broker/Dealer
LPL Financial
Years of Experience in Financial Services
22
Number of Years with Current Firm
10
Work Experience
A dedicated financial services professional with well over two decades of service to families, Craigs's Series 7 is held by LPL Financial and his Series 66 is held with Strategic Wealth Advisors Group for Life, Long Term Care & Disability Insurance. In 2011, Craig left his role as financial advisor with Merrill Lynch after more than eleven years to open his Independent financial services firm. Prior to his career as an Advisor, Craig was an independent property and casualty insurance agent for 9 years.
In 2004, he earned his CRPC®, Chartered Retirement Planning Counselor designation from the College for Financial Planning. He continues to further his education through Western Washington University, College for Financial Planning, The American College and other institutions to broaden his views.
Check the background of investment professionals associated with this site on FINRA's BrokerCheck.
Work with the following types of clients
Businesses, Individual Investors
Advisory Services Provided
Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Retirement Planning
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Certifications, Accreditations & Designations
CRPC®
Securities Licenses
Series 66, Series 7
Insurance and Annuity Licenses
Disability, Annuity, Life, Variable Annuity, Long Term Care, Variable Life
Advisor's Number of Clients
180
Advisor's Number of Planning Clients
180
Assets Managed by Advisor
100 Million
Fee Structure
Fee-Only
Minimum Portfolio Size for New Managed Accounts
250,000
Compensation Methods
Flat Fee
Additional Details on Charges
$100,000-$1.5 Million 1.00% $1.5 to $3 Million 0.90% 3 Million to 5 Million 0.80% 5 Million to 7 Million 0.70% 7 Million to 10 Million 0.60% 10 Million + 0.50%
Securities offered through LPL Financial, Member FINRA/SIPC. Investment advice offered through Strategic Wealth Advisors Group LLC, a registered investment advisor. MultiGen Wealth Services and Strategic Wealth Advisors Group are separate entities from LPL Financial. The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: AK, AZ, CA, FL, ID, MO, MT, NE, OR, PA, TX, UT, VA, VT, WA